B. Regular Meetings. The Board of Directors shall meet periodically but at the very least once every year. A assembly may be held along side University meetings of University ELS Board of Trustees or University annual convention of University ELS. C. Special Meetings. Investment Adviser/Investment Company managers expressed fear that they do not get hold of complaints about firms bought at headquarters. Based on participant comments, OCIE control mentioned University situation with University Office of Investor Education and Assistance OIEA. It turned out that this information is available online exam all IA/IC examiners via their local OIEA liaison. Although B/D and IA/IC examiners in some offices indicated that they provide input exam their supervisors for focused on, others stated that they aren’t involved in University concentrated on process. Examiner observations could prove useful in University concentrated on procedure. Accordingly, participants felt that a further avenue for examiners examination deliver concentrated on input exam managers could be really useful.
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